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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2024-03-26 02:53
Tx date 2024-03-20
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Performance Share Units
97 - Other

+254,804 vol
432,832
Filed 2024-03-26 02:48
Tx date 2024-03-20
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$64,925,078,416
+254,804 vol
$254,804 each
1,450,145
Filed 2024-03-26 02:46
Tx date 2024-03-20
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$342,098
+367,848 vol
$0.93 each
2,067,265
Filed 2024-02-09 17:09
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+661,258 vol
661,258
Filed 2024-02-09 17:02
Tx date 2023-01-19
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+335,616 vol
996,874
Filed 2024-02-09 17:00
Tx date 2023-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+198,467 vol
1,195,341
Filed 2024-02-09 15:17
Tx date 2023-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+198,467 vol
Filed 2024-02-09 15:14
Tx date 2023-01-19
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+335,616 vol
Filed 2024-02-09 15:11
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights

+661,258 vol
Filed 2024-01-09 18:38
Tx date 2023-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
56 - Grant of rights
$164,727
+198,467 vol
$0.83 each
Filed 2023-01-23 16:11
Tx date 2023-01-19
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
56 - Grant of rights

+335,616 vol
Filed 2023-01-12 00:50
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
56 - Grant of rights

+661,258 vol
Filed 2024-01-09 18:38
Tx date 2023-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
56 - Grant of rights
$164,727
+198,467 vol
$0.83 each
1,470,341
Filed 2024-01-05 19:14
Tx date 2023-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Performance Share Units
97 - Other
$147,763
+178,028 vol
$0.83 each
178,028
Filed 2024-01-05 19:10
Tx date 2014-01-29
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Performance Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2024-01-02 10:16
Tx date 2023-12-29
$IBAT
International Battery Metals Ltd. (formerly, Rheingold Exploration Corp.)
Smith, Douglas
5 - Senior Officer of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption
$156,163
+190,443 vol
$0.82 each
190,443
Filed 2024-01-02 10:15
Tx date 2023-12-11
$IBAT
International Battery Metals Ltd. (formerly, Rheingold Exploration Corp.)
Smith, Douglas
5 - Senior Officer of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2024-01-02 10:14
Tx date 2023-12-29
$IBAT
International Battery Metals Ltd. (formerly, Rheingold Exploration Corp.)
Smith, Douglas
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$133,310
+190,443 vol
$0.70 each
190,443
Filed 2024-01-02 10:13
Tx date 2023-12-11
$IBAT
International Battery Metals Ltd. (formerly, Rheingold Exploration Corp.)
Smith, Douglas
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2023-12-15 14:06
Tx date 2023-12-13
$IBAT
International Battery Metals Ltd. (formerly, Rheingold Exploration Corp.)
Smith, Douglas
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$400,500
+450,000 vol
$0.89 each
450,000
Filed 2023-12-15 14:03
Tx date 2023-12-11
$IBAT
International Battery Metals Ltd. (formerly, Rheingold Exploration Corp.)
Smith, Douglas
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2023-08-23 10:28
Tx date 2023-08-18
$PRT
Aether Global Innovations Corp. (Previously Plymouth Rock Technologies Inc.)
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options incentive stock options
50 - Grant of options
$10,000
+200,000 vol
$0.05 each
500,000
Filed 2023-03-27 15:43
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$328,432
+304,104 vol
$1.08 each
1,371,533
Filed 2023-01-30 18:31
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$241,440
+223,556 vol
$1.08 each
Filed 2023-01-30 18:20
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$241,451
+223,566 vol
$1.08 each
Filed 2023-01-30 18:37
Tx date 2023-01-19
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$327,884
+327,884 vol
$1.00 each
1,618,869
Filed 2023-01-30 18:31
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$241,440
+223,556 vol
$1.08 each
1,290,985
Filed 2023-01-30 18:20
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$241,451
+223,566 vol
$1.08 each
Filed 2023-01-23 16:11
Tx date 2023-01-19
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
56 - Grant of rights

+335,616 vol
1,271,874
Filed 2023-01-12 00:50
Tx date 2022-12-27
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
56 - Grant of rights

+661,258 vol
936,258
Filed 2022-12-09 16:39
Tx date 2022-11-29
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$30,000
+100,000 vol
$0.30 each
275,000
Filed 2022-12-09 16:35
Tx date 2022-11-29
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options
$-30,000
-100,000 vol
$0.30 each
1,067,429
Filed 2022-03-21 13:35
Tx date 2022-03-14
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
46 - Compensation for services
$61,200
+76,500 vol
$0.80 each
1,262,150
Filed 2022-02-04 15:06
Tx date 2021-09-30
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
46 - Compensation for services
$62,500
+78,125 vol
$0.80 each
1,185,650
Filed 2022-02-04 15:05
Tx date 2021-06-30
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
46 - Compensation for services
$62,500
+78,125 vol
$0.80 each
1,107,525
Filed 2022-02-04 15:04
Tx date 2021-03-21
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
46 - Compensation for services
$62,500
+250,000 vol
$0.25 each
1,029,400
Filed 2022-02-04 15:03
Tx date 2020-09-30
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
46 - Compensation for services
$62,500
+250,000 vol
$0.25 each
500,000
Filed 2022-02-04 15:02
Tx date 2021-02-26
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$38,549
+29,400 vol
$1.31 each
779,400
Filed 2022-02-04 14:59
Tx date 2020-12-31
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
46 - Compensation for services
$62,500
+250,000 vol
$0.25 each
500,000
Filed 2022-02-04 14:58
Tx date 2020-08-21
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
46 - Compensation for services
$62,500
+250,000 vol
$0.25 each
250,000
Filed 2022-02-04 14:52
Tx date 2020-04-29
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2022-02-04 14:40
Tx date 2020-04-29
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options incentive stock options
00 - Opening Balance-Initial SEDI Report
Filed 2021-08-25 13:51
Tx date 2020-10-01
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options incentive stock options
00 - Opening Balance-Initial SEDI Report
Filed 2021-12-22 20:44
Tx date 2021-12-22
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+607,429 vol
1,167,429
Filed 2021-08-25 14:05
Tx date 2019-03-21
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options incentive stock options
50 - Grant of options
$90,000
+150,000 vol
$0.60 each
300,000
Filed 2021-08-25 14:03
Tx date 2019-01-16
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options incentive stock options
50 - Grant of options
$90,000
+150,000 vol
$0.60 each
150,000
Filed 2021-08-25 13:51
Tx date 2020-10-01
$PRT
Plymouth Rock Technologies Inc.
Smith, Douglas
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options incentive stock options
00 - Opening Balance-Initial SEDI Report
Filed 2021-03-09 19:17
Tx date 2021-03-04
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
51 - Exercise of options
$52,500
+175,000 vol
$0.30 each
175,000
Filed 2021-03-09 19:14
Tx date 2014-01-29
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-03-09 18:55
Tx date 2021-03-04
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
51 - Exercise of options

-175,000 vol
560,000
Filed 2021-02-23 12:03
Tx date 2021-02-23
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+50,000 vol
735,000
Filed 2020-06-30 15:02
Tx date 2019-11-07
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-100,000 vol
575,000
Filed 2020-06-30 14:56
Tx date 2019-05-15
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+300,000 vol
675,000
Filed 2020-06-30 14:53
Tx date 2020-06-26
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+110,000 vol
685,000
Filed 2020-06-30 14:47
Tx date 2019-05-15
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+300,000 vol
Filed 2020-06-29 15:43
Tx date 2019-11-07
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-100,000 vol
Filed 2019-05-15 17:28
Tx date 2019-05-15
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$90,000
+300,000 vol
$0.30 each
Filed 2020-06-29 15:43
Tx date 2019-11-07
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
52 - Expiration of options

-100,000 vol
575,000
Filed 2019-05-15 17:28
Tx date 2019-05-15
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$90,000
+300,000 vol
$0.30 each
675,000
Filed 2019-05-02 20:50
Tx date 2014-11-07
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,000,000 vol
1,000,000
Filed 2019-05-02 20:49
Tx date 2016-03-11
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,000,000 vol
2,000,000
Filed 2019-05-02 19:59
Tx date 2019-03-18
$GPH
Graphite One Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
37 - Stock split or consolidation

-3,375,000 vol
375,000
Filed 2016-03-13 19:11
Tx date 2016-03-11
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,000,000 vol
Filed 2015-09-15 13:40
Tx date 2014-11-07
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,000,000 vol
Filed 2018-01-12
Tx date 2018-01-11
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+18,571 vol
567,141
Filed 2018-01-12
Tx date 2018-01-11
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-43,409.80
-8,596 vol
$5.05 each
558,545
Filed 2018-01-12
Tx date 2018-01-11
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Bonus Awards
57 - Exercise of rights

-17,460 vol
113,459
Filed 2018-01-11
Tx date 2018-01-09
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-70,240.45
-13,909 vol
$5.05 each
548,570
Filed 2018-01-11
Tx date 2018-01-09
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+27,853 vol
562,479
Filed 2018-01-11
Tx date 2018-01-09
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Bonus Awards
57 - Exercise of rights

-21,130 vol
130,919
Filed 2017-12-30
Tx date 2017-12-29
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options
$60,000
+1,000,000 vol
$0.06 each
3,750,000
Filed 2017-08-07
Tx date 2017-08-04
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels RSP (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$8,068
+1,968 vol
$4.10 each
4,700
Filed 2017-08-07
Tx date 2017-08-04
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$-8,068.80
-1,968 vol
$4.10 each
0
Filed 2017-08-07
Tx date 2017-08-04
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Doug Smith TFSA (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$10,455
+2,550 vol
$4.10 each
2,550
Filed 2017-08-07
Tx date 2013-12-10
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Doug Smith TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-08-07
Tx date 2017-08-04
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$-10,455
-2,550 vol
$4.10 each
534,626
Filed 2017-07-24
Tx date 2017-05-12
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Warrants
16 - Acquisition or disposition under a prospectus exemption

+1,000,000 vol
1,000,000
Filed 2017-07-24
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-07-24
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2017-07-24
Tx date 2017-05-12
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$100,000
+1,000,000 vol
$0.10 each
1,003,000
Filed 2017-03-23
Tx date 2017-03-23
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$2,094
+3,000 vol
$0.70 each
3,000
Filed 2017-03-23
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-16
Tx date 2017-03-16
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$70,800
+10,000 vol
$7.08 each
537,176
Filed 2017-03-16
Tx date 2017-03-16
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$-20,387
-2,900 vol
$7.03 each
527,176
Filed 2017-03-16
Tx date 2017-03-16
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Doug Smith RSP (Control or Direction)
Common Shares
11 - Acquisition or disposition carried out privately
$20,387
+2,900 vol
$7.03 each
18,700
Filed 2017-03-08
Tx date 2016-12-31
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$31,150
+4,375 vol
$7.12 each
443,789
Filed 2017-02-06
Tx date 2017-02-02
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Bonus Awards
57 - Exercise of rights

-39,269 vol
152,049
Filed 2017-02-06
Tx date 2017-02-02
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-181,177.30
-20,357 vol
$8.90 each
525,701
Filed 2017-02-06
Tx date 2017-02-02
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+40,845 vol
546,058
Filed 2017-02-02
Tx date 2017-01-26
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Warrants
54 - Exercise of warrants
$-197,397
-65,799 vol
$3.00 each
0
Filed 2017-02-02
Tx date 2017-01-26
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
54 - Exercise of warrants
$197,397
+65,799 vol
$3.00 each
505,213
Filed 2017-01-17
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Options
30 - Acquisition or disposition under a purchase/ownership plan
$975,000
+2,000,000 vol
$0.4875 each
2,000,000
Filed 2017-01-17
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-17
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-17
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-17
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-13
Tx date 2017-01-09
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Bonus Awards
56 - Grant of rights

+52,380 vol
191,318
Filed 2017-01-11
Tx date 2017-01-09
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Bonus Awards
59 - Exercise for cash

-21,131 vol
138,938
Filed 2017-01-11
Tx date 2017-01-09
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Bonus Awards
59 - Exercise for cash

-34,564 vol
160,069
Filed 2016-12-30
Tx date 2016-12-07
$FGD
First Global Data Limited (formerly Rockstar Capital Corp.)
Smith, Douglas
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
2,000,000
Filed 2016-12-07
Tx date 2016-12-07
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-493,395
-50,000 vol
$9.87 each
439,414
Filed 2016-11-11
Tx date 2016-11-09
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Stock Appreciation Rights
57 - Exercise of rights

-3,000 vol
0
Filed 2016-11-11
Tx date 2016-11-09
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+3,610 vol
489,414
Filed 2016-11-09
Tx date 2016-11-08
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+750,000 vol
2,750,000
Filed 2016-05-11
Tx date 2016-05-11
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Doug Smith RSP (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership
$26,272
+3,200 vol
$8.21 each
15,800
Filed 2016-05-11
Tx date 2016-05-11
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Doug Smith RSP (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$26,310
+3,000 vol
$8.77 each
12,600
Filed 2016-05-11
Tx date 2016-05-11
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership
$-26,272
-3,200 vol
$8.21 each
485,804
Filed 2016-04-18
Tx date 2016-04-13
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels TFSA (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+600 vol
600
Filed 2016-04-18
Tx date 2013-12-10
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels TFSA (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-18
Tx date 2016-04-13
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels RSP (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+2,732 vol
2,732
Filed 2016-04-18
Tx date 2013-12-10
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels RSP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-18
Tx date 2016-04-13
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-3,332 vol
1,968
Filed 2016-03-13
Tx date 2016-03-11
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,000,000 vol
2,000,000
Filed 2016-02-25
Tx date 2015-12-31
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$289,947
+24,062 vol
$12.05 each
457,814
Filed 2016-01-20
Tx date 2016-01-18
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Bonus Awards
56 - Grant of rights

+117,808 vol
194,633
Filed 2016-01-20
Tx date 2016-01-18
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Restricted Bonus Awards
57 - Exercise of rights

-55,694 vol
76,825
Filed 2016-01-20
Tx date 2016-01-19
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$-208,659.20
-32,603 vol
$6.40 each
464,942
Filed 2016-01-20
Tx date 2016-01-18
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+63,793 vol
497,545
Filed 2015-11-07
Tx date 2015-11-05
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Stock Appreciation Rights
57 - Exercise of rights

-3,000 vol
3,000
Filed 2015-11-07
Tx date 2015-11-05
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
57 - Exercise of rights

+3,506 vol
433,752
Filed 2015-09-15
Tx date 2014-11-07
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
50 - Grant of options

+1,000,000 vol
1,000,000
Filed 2015-09-15
Tx date 2014-01-29
$GPH
Graphite One Resources Inc.
Smith, Douglas Hampton
4 - Director of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report
Filed 2015-05-27
Tx date 2015-05-26
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$100,700
+5,300 vol
$19.00 each
5,300
Filed 2015-05-27
Tx date 2013-12-10
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Holder: Laura Daniels (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2015-05-26
Tx date 2015-05-26
$CJ
Cardinal Energy Ltd.
Smith, Douglas Kevin
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$51,300
+2,700 vol
$19.00 each
430,246